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Today, January 14, marks the 25th anniversary of the Trilateral Statement.  Signed in Moscow by President Bill Clinton, Russian President Boris Yeltsin and Ukrainian President Leonid Kravchuk, the statement set out the terms under which Ukraine agreed to eliminate the large arsenal of former Soviet strategic nuclear weapons that remained on its territory following the collapse of the Soviet Union.

Among other things, the Trilateral Statement specified the security assurances that the United States, Russia and Britain would provide to Ukraine eleven months later in the Budapest Memorandum on Security Assurances.  Unfortunately, Russia grossly violated those assurances in 2014 when it used military force against Ukraine.

Soon after regaining independence, Ukraine’s leadership indicated its intention to be a non-nuclear weapons state.  Indeed, the July 16, 1990 declaration of state sovereignty adopted by the Rada (parliament) adopted that goal.  Kyiv had questions, however, about the terms of the elimination of the strategic weapons.

First, eliminating the intercontinental ballistic missiles (ICBMs), bombers, ICBM silos and nuclear infrastructure would cost money.  Ukraine’s economic future in the early 1990s was uncertain (the economy ended up declining for most of the decade).  Who would pay for the expensive elimination process?

Second, the strategic nuclear warheads had economic value as they contained highly enriched uranium.  That could be blended down into low enriched uranium to fabricate fuel rods to power nuclear reactors.  If Ukraine shipped warheads to Russia for dismantlement, how would it be compensated for the value of the highly enriched uranium they contained?

Third, nuclear weapons were seen to confer security benefits.  What security guarantees or assurances would Kyiv receive as it gave up the nuclear arms on its territory?

These questions were reasonable, and Kyiv deserved good answers.  In 1992 and the first half of 1993, Ukrainian and Russian officials met in bilateral channels to discuss them, along with other issues such as a schedule for moving warheads to Russia.  In parallel, U.S. officials discussed similar issues with their Ukrainian and Russian counterparts.

However, in September 1993, a Ukrainian-Russian agreement dealing with the nuclear issues fell apart.  Washington decided to become more directly involved out of fear that a resolution might otherwise not prove possible, giving birth to the “trilateral process.”  Discussions over the course of the autumn led U.S. negotiators in mid-December to believe that the pieces of a solution were ready.

In a negotiation in Washington in early January 1994, U.S. Ambassador-at-large Strobe Talbott, Ukrainian Deputy Prime Minister Valeriy Shmarov and Deputy Foreign Minister Borys Tarasyuk, and Russian Deputy Foreign Minister Georgiy Mamedov and their teams finalized answers to Kyiv’s three questions, and wrote them into what became the Trilateral Statement and an accompanying annex.

The United States agreed to provide Nunn-Lugar Cooperative Threat Reduction funds to finance the elimination of the strategic delivery systems and infrastructure in Ukraine.  Specifically, $175 million would be made available as a start.

The three sides agreed that Russia would compensate Ukraine for the value of the highly enriched uranium in the nuclear warheads transferred to Russia for elimination by providing Ukraine fuel rods containing an equivalent amount of low enriched uranium for its nuclear reactors.  In the first ten months, Ukraine would transfer at least 200 warheads, and Russia would provide fuel rods containing 100 tons of low enriched uranium.

The sides laid out in the Trilateral Statement the specific language of the security assurances that Ukraine would receive once it had acceded to the Non-Proliferation Treaty as a non-nuclear weapons state.  Although Kyiv had sought security guarantees, Washington was not prepared to extend what would have been a military commitment similar to what NATO allies have; the assurances were the best that was on offer.

Two issues—the date for transfer of the last nuclear warheads out of Ukraine and compensation for the highly enriched uranium that had been in tactical nuclear warheads removed from Ukraine to Russia by May 1992—nearly derailed the Trilateral Statement.  The sides, however, agreed to address those in private letters.

Presidents Clinton, Yeltsin and Kravchuk met briefly in Moscow on January 14, 1994 and signed the Trilateral Statement.  That set in motion the transfer of nuclear warheads to Russia, accompanied by parallel shipments of fuel rods to Ukraine.  The deactivation and dismantlement of missiles, bombers and missile silos in Ukraine began in earnest with Cooperative Threat Reduction funding.

In December 1994, Ukraine acceded to the Non-Proliferation Treaty and received security assurances from the United States, Russia and Britain in the Budapest Memorandum.  France and China subsequently provided Kyiv similar assurances.

Ukraine fully met its commitments under the Trilateral Statement.  The last nuclear warheads were transferred out of Ukraine in May 1996.

The other signatories met their commitments—with one glaring exception.  In 2014, Russia used military force to illegally seize Crimea, in violation of its Budapest Memorandum commitments “to respect the independence and sovereignty and the existing borders of Ukraine,” and “to refrain from the threat or use of force” against Ukraine.  Russian security and military forces then instigated a conflict in the Donbas region in eastern Ukraine, a conflict that has claimed more than 10,000 lives and continues to simmer.

At the time, the Trilateral Statement was seen as a major achievement in Washington, as it eliminated hundreds of ICBMs and bombers and nearly 2,000 strategic nuclear warheads that had been designed and built to strike the United States.  Not surprisingly, in light of Russia’s aggression, many in Ukraine now question the value of the Trilateral Statement and Budapest Memorandum.  They argue that, had Ukraine held on to at least some nuclear weapons, Russia would never have dared move on Crimea and Donbas.

That argument is understandable and perhaps correct (although alternative histories are not always easy to envisage).  However, had Ukraine tried to keep nuclear weapons, it would have faced political and economic costs, including:

·      Kyiv would have had limited relations, at best, with the United States and European countries (witness the virtual pariah status that a nuclear North Korea suffers).  In particular, there would have been no strategic relationship with the United States.

·      NATO would not have concluded a distinctive partnership relationship with Ukraine, and the European Union would not have signed a partnership and cooperation agreement, to say nothing of an association agreement.

·      Kyiv would have received little in the way of reform, technical or financial assistance from the United States and European Union.

·      Western executive directors would have blocked low interest credits to Ukraine from the IMF, World Bank and European Bank of Reconstruction and Development.

To be sure, one can debate the value of these benefits.  But those who now assert that Ukraine should have kept nuclear arms should recognize that keeping them would have come at a steep price.  Moreover, in any confrontation or crisis with Russia, Ukraine would have found itself alone.

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This article originally appeared at Brookings.

 

On December 21, the United Nations General Assembly voted down a Russian-proposed resolution calling for support for the INF Treaty. That Moscow gambit failed, in large part because Russia is violating the treaty by deploying prohibited missiles.

This bit of diplomatic show came one week after Russian officials said they would like to discuss INF Treaty compliance concerns. That could be—not is, but could be—significant. Washington should test whether those suggestions represent just more Kremlin posturing or a serious effort to save the treaty.

THE INF TREATY

Ronald Reagan and Mikhail Gorbachev signed the INF Treaty in 1987. It resulted in the elimination of some 2,700 U.S. and Soviet missiles. The treaty continues to ban the United States and Russia from having ground-launched missiles of intermediate range (500-5,500 kilometers) as well as from having launchers for such missiles.

In 2014, the U.S. government publicly charged that Russia had violated the treaty by developing and testing a ground-launched intermediate-range cruise missile. In early 2017, U.S. officials said the Russian military had begun deploying it.

From 2013 to late 2017, Russian officials claimed that they did not know what missile Washington had in mind. After a U.S. official revealed that the Russian designator for the offending missile was 9M729, Russian officials conceded that the 9M729 ground-launched cruise missile existed but asserted that its range did not exceed 500 kilometers.

On December 4, NATO foreign ministers stated that the development and deployment of the 9M729 constituted a material breach of the INF Treaty. Secretary of State Pompeo the same day said that, if Russia did not return to compliance within 60 days, the United States would suspend its obligations under the treaty, meaning that it would face no treaty bar to testing and deploying its own intermediate-range missile. U.S. suspension of its obligations would relieve Russia of the requirement to observe its obligations.

The treaty seemed fixed on a path for demise.

SIGNS OF POSSIBLE LIFE?

Then, on December 14, Reuters reported that a Russian foreign ministry official had said Moscow envisaged the possibility of mutual inspections to resolve the sides’ compliance concerns. The next day, the Associated Press and TASS said Defense Minister Shoygu had sent Secretary of Defense Mattis a message proposing “open and specific” talks on compliance issues.

As with the failed U.N. resolution, these statements could just represent posturing. Indeed, given the lack of serious engagement for nearly five years, it likely is part of Moscow’s effort to ensure that blame for the INF Treaty’s end falls on Washington.

There is, however, a small chance that the Russians seek a settlement. U.S. officials should explore this, if for no other reason than that a failure to do so would increase the prospects that Washington bears the responsibility for the agreement’s collapse in the eyes of publics and allies.

The big question: Are the Russians willing to exhibit the 9M729 and provide a technical briefing to American experts on why the missile’s range does not exceed 500 kilometers? That invariably would entail questions about the capacity of the missile’s fuel tanks and power of its engine. U.S. experts might also ask why, if the 9M729 can fly no further than 500 kilometers, Russia built the missile when it already deploys the modern 9M728, a ground-launched cruise missile whose range is also less than 500 kilometers.

Working out the details for this kind of exhibit and briefing would require some patience and delicacy. It would require agreeing to procedures not specified in the INF Treaty. It would also require steps to ensure that U.S. experts had the opportunity to view a 9M729, not something else. But the State Department, Defense Department, and intelligence community have bright people who could figure out how to make this work.

Of course, if the 9M729’s range exceeds 500 kilometers, the treaty requires its elimination. Senior American officials, however, have allowed for the possibility that Russia might satisfy U.S. concerns by modifying the missile so that it could not fly to intermediate ranges.

WOULD HAVE TO BE MUTUAL

Russian readiness to conduct the exhibit poses one test. A second test is for the American side. While denying that they have violated the INF Treaty, Russian officials charge that the United States has committed three violations. Two of the charges lack any real foundation, and Russians themselves seem to be setting them aside.

They continue, however, to press a third charge. The Russians assert that the Mk-41 launcher used by the Aegis Ashore missile defense facility in Romania can hold and launch offensive cruise missiles of intermediate range in addition to the Mk-41’s stated purpose of containing and launching SM-3 missile interceptors.

U.S. officials respond that the Mk-41 launcher used in Romania (and soon to be deployed at an Aegis Ashore site in Poland) has not been tested with a ground-launched missile. They argue that it thus is not a prohibited intermediate-range missile launcher.

Technically, U.S. officials may be correct. Moreover, nothing suggests that the Aegis Ashore facility hosts anything but SM-3 missile interceptors.

However, the Mk-41 launcher is standard on U.S. Navy warships. On board warships, the Mk-41 holds a variety of weapons in addition to SM-3 interceptors, including the BGM-109C Tomahawk land-attack cruise missile. The Tomahawk has a range of about 1,500 kilometers. Other than that it is launched from the sea rather than land, it shares many similarities with the BGM-109G ground-launched cruise missiles eliminated under the INF Treaty.

Were the Russians instead of the Americans using something like the Mk-41 launcher on land, the U.S. side might well have questions about its compliance with the treaty.

Speaking in mid December, a Russian foreign ministry official ruled out a unilateral demonstration of the 9M729 but seemed to leave open the possibility for mutual measures. If Russian officials were prepared to allow an exhibit and provide a technical briefing on the 9M729, U.S. officials should be prepared to demonstrate the Mk-41 launcher in Romania to Russian experts and explain why it cannot hold cruise missiles. If it can do so, there should be ways to address Moscow’s concerns, either by modifying the shore-based Mk-41 or allowing periodic visits by Russian experts to show that the launchers contain SM-3 missile interceptors only.

Again, working out the details for such a demonstration would take some time, but the sides have experts with the expertise to do so.

AN OPPORTUNITY?

Some may object that this kind of proposal equates Russia’s material breach of the INF Treaty with a question of technical compliance on the American side. Perhaps, but U.S. officials—and European officials, since the treaty affects their security—should ask whether offering to address Russian questions about the Aegis Ashore’s Mk-41 launcher is worth the chance to resolve the 9M729 issue and preserve the INF Treaty.

At worst, if Russia is merely posturing, U.S. officials will be able to cite their effort and finger Moscow’s lack of seriousness. At best, they could preserve a treaty that has made a substantial contribution to U.S., European, and global security.

Washington should take up Moscow’s offer for dialogue. It can do so while allowing the 60-day clock to run, though it might consider allowing more time if technical talks get underway and make progress.

The INF Treaty may still have a glimmer of hope, but someone still needs to act to save it.

 

 

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INF Public Panel Discussion

President Trump announced on October 20 that the United States will withdraw from the 1987 Intermediate-range Nuclear Forces (INF) Treaty. That will end one of two agreements that constrain U.S. and Russian nuclear force levels, the other being the New START Treaty. What does the president’s decision mean for arms control, for European security and for an already troubled U.S.-Russia relationship?

 

SPEAKER

Steven Pifer
William J. Perry fellow, Freeman Spogli Institute for International Studies

Steven Pifer is a William J. Perry fellow at Stanford’s Freeman Spogli Institute for International Studies (FSI), where he is affiliated with FSI’s Center for International Security and Cooperation and Europe Center.  He is also a nonresident senior fellow with the Brookings Institution. Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. A retired Foreign Service officer, his assignments included deputy assistant secretary of state, U.S. ambassador to Ukraine, and special assistant to the President and senior director for Russia, Ukraine and Eurasia on the National Security Council. He also served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the intermediate-range nuclear forces negotiations in Geneva.

 

COMMENTATORS

Kristin Ven Bruusgaard
MacArthur Postdoctoral Fellow, CISAC

Kristin Ven Bruusgaard is a MacArthur Nuclear Security Postdoctoral Fellow at CISAC. Her research focuses on Russian nuclear strategy and on deterrence dynamics. Dr. Bruusgaard has previously been a research fellow at the Norwegian Institute for Defence Studies (IFS), a senior security policy analyst in the Norwegian Armed Forces, a junior researcher at the Norwegian Defence Research Establishment (FFI), and an intern at the Congressional Research Service (CRS) in Washington, D.C., and at NATO HQ. She holds a Ph.D in Defence Studies from Kings College London, an M.A. in Security Studies from Georgetown University, and a B.A. (Hons) from Warwick University. Her work has been published in Security Dialogue, U.S. Army War College Quarterly Parameters, Survival, War on the Rocks, Texas National Security Review and Bulletin of the Atomic Scientists.

Michael McFaul
Director of the Freeman Spogli Institute for International Studies
Director of the Ford Dorsey Master's in International Policy

Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Director and Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He was also the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University from June to August of 2015. He joined the Stanford faculty in 1995. He is also an analyst for NBC News and a contributing columnist to The Washington Post. McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

Kathryn E. Stoner
Deputy Director of the Freeman Spogli Institute for International Studies
Deputy Director of the Ford Dorsey Master's in International Policy

Kathryn Stoner is the Deputy Director at the Freeman Spogli Institute for International Studies at Stanford University and a Senior Fellow at the Center on Democracy, Development, and the Rule of Law, as well as the Deputy Director of the Ford Dorsey Master's in International Policy at Stanford University. She teaches in the Department of Political Science at Stanford, and in the Program on International Relations, as well as in the Ford Dorsey Program. Prior to coming to Stanford in 2004, she was on the faculty at Princeton University for nine years, jointly appointed to the Department of Politics and the Woodrow Wilson School for International and Public Affairs. At Princeton she received the Ralph O. Glendinning Preceptorship awarded to outstanding junior faculty. She also served as a Visiting Associate Professor of Political Science at Columbia University, and an Assistant Professor of Political Science at McGill University. She has held fellowships at Harvard University as well as the Woodrow Wilson Center in Washington, DC.

 

Steven Pifer William J. Perry fellow, Freeman Spogli Institute for International Studies
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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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In 2008, when Michael McFaul was asked to leave his perch at Stanford and join an unlikely presidential campaign, he had no idea that he would find himself at the beating heart of one of today’s most contentious and consequential international relationships. As President Barack Obama’s adviser on Russian affairs, McFaul helped craft the United States’ policy known as “reset” that fostered new and unprecedented collaboration between the two countries. And then, as U.S. ambassador to Russia from 2012 to 2014, he had a front-row seat when this fleeting, hopeful moment crumbled with Vladimir Putin’s return to the presidency. This riveting inside account combines history and memoir to tell the full story of U.S.-Russia relations from the fall of the Soviet Union to the new rise of the hostile, paranoid Russian president. From the first days of McFaul’s ambassadorship, the Kremlin actively sought to discredit and undermine him, hassling him with tactics that included dispatching protesters to his front gates, slandering him on state media, and tightly surveilling him, his staff, and his family.

From Cold War to Hot Peace is an essential account of the most consequential global confrontation of our time.

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Nemstov film posterNemtsov is a documentary film about the late leader of the Russian opposition, directed by his friend and colleague Vladimir Kara-Murza. The film chronicles a remarkable political life. It is a story told by those who knew Boris Nemtsov at different times: when he was a young scientist and took his first steps in politics; when he held high government offices and was considered Boris Yeltsin’s heir apparent; when he led Russia’s democratic opposition to Vladimir Putin. The film contains rare archival footage, including from the Nemtsov family. Nemtsov is a portrait. It is not about death. It is about the life of a man who could have been president of Russia.

The film is in Russian, with English subtitles. The screening will be followed by a discussion with Vladimir Kara-Murza.

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Vladimir Kara-Murza


Vladimir Kara-Murza is vice chairman of the Open Russia movement and chairman of the Boris Nemtsov Foundation for Freedom. He was a longtime colleague of Russian opposition leader Boris Nemtsov. Kara-Murza is a former deputy leader of the People’s Freedom Party and was a candidate for the Russian State Duma. He has testified on Russian affairs before parliaments in Europe and North America and played a key role in the passage of the Magnitsky Act, a US law that imposed targeted sanctions on Russian human rights violators. Twice, in 2015 and 2017, he was poisoned with an unknown substance and left in a coma; the attempts on his life were widely viewed as politically motivated. Kara-Murza writes regular commentary for the Washington Post, the Wall Street Journal, World Affairs, and other periodicals, and has previously worked as a journalist for Russian broadcast and print media, including Ekho Moskvy and Kommersant. He directed two documentary films, They Chose Freedom (on the dissident movement in the USSR) and Nemtsov (on the life of Boris Nemtsov). He is the author of Reform or Revolution (Moscow 2011) and a contributor to Russia’s Choices: The Duma Elections and After (London 2003), Russian Liberalism: Ideas and People (Moscow 2007), Why Europe Needs a Magnitsky Law (London 2013), and Boris Nemtsov and Russian Politics: Power and Resistance (Stuttgart 2018). Kara-Murza is a recipient of the Magnitsky Human Rights Award, the Sakharov Prize for Journalism as an Act of Conscience, and the Geneva Summit Courage Award. He holds an M.A. (Cantab.) in History from Cambridge. He is married, with three children.

This event is cosponsored by the Center for Russian, Eastern European, and Eurasian Studies and the European Security Initiative.

Cubberley Auditorium (Education Building)

485 Lasuen Mall

 
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This event is now full, and we are no longer able to accept reservations.
Please send an email to sj1874@stanford.edu if you would like to be added to the wait list.

 

Shaun Walker provides new insight into contemporary Russia and its search for a new identity, telling the story through the country's troubled relationship with its Soviet past. Walker not only explains Vladimir Putin's goals and the government's official manipulations of history, but also focuses on ordinary Russians and their motivations. He charts how Putin raised victory in World War II to the status of a national founding myth in the search for a unifying force to heal a divided country, and shows how dangerous the ramifications of this have been.

The book explores why Russia, unlike Germany, has failed to come to terms with the darkest pages of its past: Stalin's purges, the Gulag, and the war deportations. The narrative roams from the corridors of the Kremlin to the wilds of the Gulags and the trenches of East Ukraine. It puts the annexation of Crimea and the newly assertive Russia in the context of the delayed fallout of the Soviet collapse.
 
The Long Hangover is a book about a lost generation: the millions of Russians who lost their country and the subsequent attempts to restore to them a sense of purpose. Packed with analysis but told mainly through vibrant reportage, it is a thoughtful exploration of the legacy of the Soviet collapse and how it has affected life in Russia and Putin's policies.
 

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Shaun Walker is Moscow Correspondent for The Guardian and has reported from Russia for more than a decade. He studied Russian and Soviet history at Oxford University, and has worked as a journalist in Moscow for more than a decade.

 
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Norman Naimark, Robert and Florence McDonnell Professor of East European Studies, Professor of History, and Senior Fellow of the Hoover Institution writes about Putin's views on the Magnitsky Act.

To read the full story, please visit the Fox News Opinion webpage.

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