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Please join Stanford's Center on Democracy, Development, and the Rule of Law (CDDRL) on Wednesday, December 4, 2019 at 4:30pm for a conversation with Sergii Leschenko.  Leschenko will be joined in coversation with Francis Fukuyama, the Mosbacher Director of CDDRL.

 

Abstract: 

Sergii Leshchenko was a journalist and former member of the Ukrainian Parliament who played a role in releasing the so-called "Black Ledger" detailing under-the-table payments made by Ukraine's corrupt former President Viktor Yanukovich to a number of figures.  One was Paul Manafort, President Trump's one-time campaign manager, who was subsequently convicted of money laundering and tax evasion in the Mueller probe.  As a result, Leshchenko has been attacked by Rudy Giuliani and other Trump associates for "interfering" in the US election.  In his talk, Leshchenko will discuss his role in the current impeachment case, set the record straight as to who is genuinely corrupt in Ukrainian politics, and explain how corruption scandals are now playing out in the politics of both Ukraine and the US.

 

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Speaker Bio:

Sergii LESHCHENKO is a Kyiv-based journalist, blogger, and press freedom activist served as Member of Ukrainian Parliament from 2014 until 2019. He was Chairperson of the subcommittee on international cooperation and implementation of anti-corruption legislation in Anticorruption Com-mittee of Parliament. 

Sergii Leshchenko graduated from the Taras Shevchenko National University of Kyiv and got the Master’s degree in journalism. 

From 2000 up to 2014 he worked for online newspaper Ukrainska Pravda, where he specializes in anti-corruption investigations and other political reporting. He helped to launch the «Stop Censor-ship!» movement in 2010 and «Chesno» campaign that called for transparency in the Parliament. 

In 2011, Poland’s Foundation of Reporters recognized Mr. Leshchenko as the best journalist within the countries of the Eastern Partnership. Most recently, in 2013, Mr. Leshchenko was awarded a Press Prize by the Norwegian Fritt Ord Foundation and the German ZEIT Foundation. 

In 2012, he was awarded a John Smith Fellowship, and in 2013 he was awarded a Draper Hills Fellowship at Stanford University. 

Sergii Leshchenko was Reagan-Fascell Fellow in Washington-based National Endowment for Democracy in 2013-2014. Leshchenko was selected as one of Reporters Without Borders’ "100 In-formation Heroes-2014". In 2014 he was honoured with the NDI’s Democracy Award. 

He is the author of 3 books. “The American Saga of Pavlo Lazarenko” is about investigations conducted by U.S. law enforcement agencies on former Ukrainian Prime Minister and “Mezhygirya Syndrom of Viktor Yanukovych” is about corrupt previous Ukrainian regime. Third book “The rise and fall of the oligarchs” was published in Norway in 2018.

Sponsored by: Center on Democracy, Development, and the Rule of Law, Freeman Spogli Institute for International Studies, The Europe Center, and Center for Russian, East European and Eurasian Studies

Media Contact: Ari Chasnoff

 

 

Who Is Really Corrupt in Ukraine?
Sergii Leshchenko

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Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies
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Francis Fukuyama is the Olivier Nomellini Senior Fellow at Stanford University's Freeman Spogli Institute for International Studies (FSI), and a faculty member of FSI's Center on Democracy, Development and the Rule of Law (CDDRL). He is also Director of Stanford's Ford Dorsey Master's in International Policy, and a professor (by courtesy) of Political Science.

Dr. Fukuyama has written widely on issues in development and international politics. His 1992 book, The End of History and the Last Man, has appeared in over twenty foreign editions. His book In the Realm of the Last Man: A Memoir will be published in fall 2026.

Francis Fukuyama received his B.A. from Cornell University in classics, and his Ph.D. from Harvard in Political Science. He was a member of the Political Science Department of the RAND Corporation, and of the Policy Planning Staff of the US Department of State. From 1996-2000 he was Omer L. and Nancy Hirst Professor of Public Policy at the School of Public Policy at George Mason University, and from 2001-2010 he was Bernard L. Schwartz Professor of International Political Economy at the Paul H. Nitze School of Advanced International Studies, Johns Hopkins University. He served as a member of the President’s Council on Bioethics from 2001-2004. He is editor-in-chief of American Purpose, an online journal.

Dr. Fukuyama holds honorary doctorates from Connecticut College, Doane College, Doshisha University (Japan), Kansai University (Japan), Aarhus University (Denmark), the Pardee Rand Graduate School, and Adam Mickiewicz University (Poland). He is a non-resident fellow at the Carnegie Endowment for International Peace. He is a member of the Board of Trustees of the Rand Corporation, the Board of Trustees of Freedom House, and the Board of the Volcker Alliance. He is a fellow of the National Academy for Public Administration, a member of the American Political Science Association, and of the Council on Foreign Relations. He is married to Laura Holmgren and has three children.

(October 2025)

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Olivier Nomellini Senior Fellow at the Freeman Spogli Institute for International Studies (FSI), and Mosbacher Director of FSI's Center on Democracy, Development, and the Rule of Law.
Steven Pifer Discussant William J. Perry fellow, Freeman Spogli Institute for International Studies
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This event is now full and we are unable to take any further reservations. However, if you would like to be added to the waitlist, please email us at sj1874@stanford.edu.

 

This panel will examine the role of Ukraine and Russia in the Trump impeachment inquiry. Why has Ukraine emerged as central focus of the charges? What are Russia’s goals here, and how has it tried to achieve them? How different is an impeachment process driven by foreign policy concerns, rather than by domestic charges? Bringing together three experts on Ukraine, Russia, and US presidential politics, we will examine this extraordinary moment in American and international politics.

PANELISTS:

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Michael McFaul, '86, MA '86, is the Director and Senior Fellow at the Freeman Spogli Institute for International Studies; the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science; and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He was also the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University from June to August of 2015. He joined the Stanford faculty in 1995. Michael McFaul is also an analyst for NBC News and a contributing columnist to The Washington Post.

He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991.

He also served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014). He has authored several books, including most recently the New York Times bestseller, From Cold War to Hot Peace: An American Ambassador in Putin’s Russia. He is currently writing a book on great powers relations in the 21st century.

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Terry M. Moe
is the William Bennett Munro Professor of Political Science at Stanford University and a senior fellow at the Hoover Institution. He has written extensively on the presidency, public bureaucracy, and the theory of political institutions more generally. His most recent book on American national politics is Presidents, Populism, and the Crisis of Democracy (University of Chicago Press, forthcoming.  Coauthored with William G. Howell.)

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Steven Pifer is a William Perry research fellow at Stanford University's Center for International Security and Cooperation and a nonresident senior fellow with the Brookings Institution.  He writes on nuclear arms control, Ukraine and Russia.  A retired Foreign Service officer, his assignments included U.S. ambassador to Ukraine and special assistant to the President and senior director for Russia, Ukraine and Eurasia on the National Security Council.

MODERATOR:
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Anna Grzymala-Busse is a professor in the Department of Political Science, the Michelle and Kevin Douglas Professor of International Studies, senior fellow at the Freeman Spogli Institute for International Studies and the director of The Europe Center. Her research interests include political parties, state development and transformation, informal political institutions, religion and politics, and post-communist politics.

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Senior Fellow, Freeman Spogli Institute for International Studies
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Michael McFaul is the Ken Olivier and Angela Nomellini Professor of International Studies in Political Science, Senior Fellow at the Freeman Spogli Institute for International Studies, and the Peter and Helen Bing Senior Fellow at the Hoover Institution, all at Stanford University. He joined the Stanford faculty in 1995 and served as FSI Director from 2015 to 2025. He is also an international affairs analyst for MSNOW.

McFaul served for five years in the Obama administration, first as Special Assistant to the President and Senior Director for Russian and Eurasian Affairs at the National Security Council at the White House (2009-2012), and then as U.S. Ambassador to the Russian Federation (2012-2014).

McFaul has authored ten books and edited several others, including, most recently, Autocrats vs. Democrats: China, Russia, America, and the New Global Disorder, as well as From Cold War to Hot Peace: An American Ambassador in Putin’s Russia, (a New York Times bestseller) Advancing Democracy Abroad: Why We Should, How We Can; and Russia’s Unfinished Revolution: Political Change from Gorbachev to Putin.

He is a recipient of numerous awards, including an honorary PhD from Montana State University; the Order for Merits to Lithuania from President Gitanas Nausea of Lithuania; Order of Merit of Third Degree from President Volodymyr Zelenskyy of Ukraine, and the Dean’s Award for Distinguished Teaching at Stanford University. In 2015, he was the Distinguished Mingde Faculty Fellow at the Stanford Center at Peking University.

McFaul was born and raised in Montana. He received his B.A. in International Relations and Slavic Languages and his M.A. in Soviet and East European Studies from Stanford University in 1986. As a Rhodes Scholar, he completed his D. Phil. in International Relations at Oxford University in 1991. 

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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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Anna Grzymała-Busse is a professor in the Department of Political Science, the Michelle and Kevin Douglas Professor of International Studies, senior fellow at the Freeman Spogli Institute for International Studies and the director of The Europe Center. Her research interests include political parties, state development and transformation, informal political institutions, religion and politics, and post-communist politics.

In her first book, Redeeming the Communist Past, she examined the paradox of the communist successor parties in East Central Europe: incompetent as authoritarian rulers of the communist party-state, several then succeeded as democratic competitors after the collapse of these communist regimes in 1989.

Rebuilding Leviathan, her second book project, investigated the role of political parties and party competition in the reconstruction of the post-communist state. Unless checked by a robust competition, democratic governing parties simultaneously rebuilt the state and ensured their own survival by building in enormous discretion into new state institutions.

Anna's third book, Nations Under God, examines why some churches have been able to wield enormous policy influence. Others have failed to do so, even in very religious countries. Where religious and national identities have historically fused, churches gained great moral authority, and subsequently covert and direct access to state institutions. It was this institutional access, rather than either partisan coalitions or electoral mobilization, that allowed some churches to become so powerful.

Anna's most recent book, Sacred Foundations: The Religious and Medieval Roots of the European State argues that the medieval church was a fundamental force in European state formation.

Other areas of interest include informal institutions, the impact of European Union membership on politics in newer member countries, and the role of temporality and causal mechanisms in social science explanations.

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Twice in the past 14 years, a dispute between Ukraine and Russia has led Russia to cut off natural gas flows to Ukraine and Europe. The stage is being set for another cut-off in January. The European Union wants to ensure that gas continues to flow, so EU officials will attempt at a mid-September meeting to broker an agreement. But they face a difficult slog.

THE LOOMING CONFLICT

Gazprom, a large Russian parastatal, now transits a significant amount of gas to European destinations via Ukrainian pipelines. The volume totaled 87 billion cubic meters (bcm) in 2018, one-third of Russian gas exports to Europe.

However, the contract that governs this gas transit expires at the end of 2019. Kyiv wants to replace the current agreement with another long-term contract, preferably for 10 years. Moscow, on the other hand, wants just one year.

Russia hopes to bring Nord Stream 2 — which runs from Russia to Germany under the Baltic Sea — online in 2020. (The U.S. government has raised the possibility of sanctions against companies involved with Nord Stream 2, but the pipeline is already 75% complete.) Moscow also hopes that Turk Stream — two pipelines running under the Black Sea from Russia to Turkey — will reach full capacity next year. Nord Stream 2 will have a capacity of 55 bcm of gas per year. Turk Stream consists of two pipelines, each with an annual capacity of 15.75 bcm. The Turks plan to use half of the gas domestically and export the rest to southeastern Europe. If Gazprom can move an additional 70.75 BCM of gas to Europe via Nord Stream 2 and the Turk Stream pipelines after 2020, its need for the Ukrainian pipelines will drastically decline.

Gas fights between Kyiv and Moscow are nothing new. In January 2006, as a result of a price dispute, Gazprom reduced gas flows to Ukraine, charged that Kyiv was siphoning off transit gas intended for Europe, and further cut gas supplies. Fortunately, the sides reached agreement after a few days, and gas flows resumed.

A second fight broke out in January 2009. Moscow again reduced and then ended all gas flows to Ukraine, including transit gas. This time, the dispute lasted three weeks. During a bitterly cold stretch of weather, the cut-off caused particular hardships for Romania, Bulgaria, and Greece.

A CHANGING GAS RELATIONSHIP

The gas relationship between Ukraine and Russia has been complex, and it has changed dramatically over the past three decades. After regaining independence in 1991, Kyiv depended hugely on gas imports from Russia or from Central Asia via Russia — 50-60 bcm per year — as its domestic production met only one-fourth of Ukraine’s needs. That dependence gave Moscow leverage over Ukraine.

Kyiv nevertheless had leverage over Russia, which needed Ukraine’s pipelines to move gas to Europe. The European market mattered greatly for Gazprom. In the late 1990s and early 2000s, the Russian energy giant sold one-third of the gas it produced to Europe. Most of Gazprom’s gas was sold inside Russia at artificially low prices, so European sales were key to the company’s financial health.

The 2006 and 2009 gas fights led both sides to reconsider their dependency on the other. Gazprom began to develop plans for and build undersea pipelines to Germany and Turkey to circumvent Ukraine. By 2021, Gazprom will need Ukrainian pipelines to move, at most, relatively marginal amounts of gas.

For their part, Ukrainians began taking steps to substantially reduce gas consumption and their energy dependency on Russia. Rising prices for Russian gas motivated companies to install energy-efficient equipment. Ukraine now consumes about 30 bcm of gas per year (it no longer provides gas for Crimea, which Russia illegally seized in 2014, or for that part of the Donbas region occupied by Russian and Russian proxy forces). Less than one-third of the 30 bcm is imported, and since 2015, Ukraine no longer imports gas directly from Russia, getting gas instead from Poland, Hungary, and Slovakia (ironically, much of this gas is Russian gas exported to Central Europe, from where it is exported back to Ukraine).

JANUARY IS COMING

Seeking to avoid another gas fight, the European Union hopes to broker a new agreement between Kyiv and Moscow. EU Commission officials have suggested a 10-year contract providing for a minimum transit volume of 60 bcm per year through Ukrainian pipes. Such an arrangement would win support from key EU members such as Germany; Chancellor Merkel favors completion of Nord Stream 2 but has also said that substantial flows of gas should continue to move via Ukraine.

This would be a good arrangement for Kyiv, though Russian agreement appears unlikely. Moscow’s decisions to build undersea pipelines to Germany and Turkey were not motivated solely — and perhaps not mainly — by commercial considerations. The Ukrainian pipeline system could have been upgraded at a fraction of the cost of building the new pipelines. The Kremlin, however, sought to gain a position in which it could pressure Kyiv by cutting off gas without affecting flows to elsewhere in Europe.

Moscow wants to bring Ukraine back into Russia’s orbit, and it sees gas as a possible tool. If it has no gas sales to Ukraine, it can still end transit through the country, cutting off the substantial transit fees (about $3 billion per year) that it now pays Kyiv. Russia has proposed a one-year agreement, apparently to bridge from the end of 2019 to the beginning of 2021 when it hopes to have Nord Stream 2 and Turk Stream operating at full capacity. At that point, Gazprom could all but end gas transit via Ukraine.

If Kyiv rejects a one-year agreement, which looks quite possible, negotiations could quickly hit an impasse, and the possibility of another disruption in gas flows to Europe will arise. Finding a solution to avert such an outcome confronts EU negotiators with a tough challenge.

 

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This article originally appeared in the Ukrainian journal Novoye Vremya.

President Volodymyr Zelenskyy may meet President Donald Trump this weekend in Warsaw and is expected to travel to the United States later in the fall.  This gives Mr. Zelenskyy the opportunity to reinforce Kyiv’s relationship with the United States.  It also offers the opportunity to try to establish a connection to Mr. Trump, something that has proven elusive for most foreign leaders.  Here are a few suggestions for Mr. Zelenskyy on dealing with the American president.

Mr. Zelenskyy should bear in mind that Mr. Trump lacks a strong grasp of the U.S. interest in and what is at stake with regard to Ukraine and the conflict that Russia wages against it.  His administration has pursued sensible policies in supporting Kyiv, strengthening NATO and sustaining sanctions on Moscow.  By all appearances, however, Mr. Trump does not instinctively agree with the necessity of his administration’s own policies.  Witness his recent suggestion about inviting Vladimir Putin to join with other G7 leaders when he hosts the G7 summit next year.

Mr. Trump is not detail-oriented.  He reportedly reads little, leading White House staff to resort to graphs and pictures to capture his attention.  The smart way to approach Mr. Trump is to avoid detail, sticking instead with a few clear and easily understood themes.

Flattering the American president would not hurt.  North Korean leader Kim Jong-un appears to have mastered that.  North Korea has reduced none of its nuclear or ballistic missile capabilities—in fact, they have increased—but Mr. Trump swoons over Mr. Kim’s letters and professes not to be bothered by Pyongyang’s shorter range ballistic missile tests.

That said, keep expectations for flattery modest.  No European leader invested more heavily in flattering Mr. Trump than former British Prime Minister Theresa May.  She gave him a state visit in June with all the bells and whistles.  Yet Mr. Trump could not resist sending a series of tweets denigrating her handling of the Brexit conundrum and all but welcoming her replacement.

This underscores the point that, in many foreign policy relationships, Mr. Trump is transactional.  He will be asking what can America get, or what can he get.

Mr. Zelenskyy thus should consider whether there is a topic on which he could offer Mr. Trump a win-win.  Progress toward resolving the Russia-Ukraine conflict in Donbas could provide such an issue.  Real movement toward peace would be a major win for Kyiv, but it could offer Mr. Trump a win as well.  He has repeatedly made clear his desire for improved U.S.-Russia relations, and a genuine settlement in Donbas could lift the biggest obstacle to his goal.

The question is how to shape a proposal to accomplish this.  Bringing Mr. Trump into the current Normandy negotiating format in a way that made it appear as if Mr. Trump sparked a breakthrough would appeal to the Nobel Prize-hungry American president.

However, the key to peace in Donbas lies in Moscow.  The Kremlin seems interested in sustaining a simmering conflict as a means to pressure the government in Kyiv.  Still, aligning interests with Mr. Trump on pressing for peace would be a plus for Mr. Zelenskyy.

While in the United States, the Ukrainian president should not neglect the Congressional leadership.  Both Democrats and Republicans on Capitol Hill support Ukraine and display considerable skepticism toward Russia.  Congress could serve as a check on Mr. Trump should he choose to pursue his less well-thought-out ideas on Russia.

Mr. Zelenskyy’s American interlocutors in Congress want Ukraine to succeed, with success measured by its progress in becoming a normal democratic, market-oriented and prosperous European state.  In the past, developments in Ukraine have disappointed both Ukrainians and the country’s friends in the West.  To the extent that Mr. Zelenskyy can make a persuasive case that this time it is different—that he and the new parliament will take the tough steps to achieve success—he will return home having forged a stronger basis for the U.S.-Ukrainian relationship.  He can bolster his case by coming to Washington with one or two signature reforms under his belt, such as an end to the moratorium on sales of private agricultural land.

One last piece of advice.  Mr. Zelenskyy and his team should be wary of former New York mayor Rudy Giuliani’s efforts to drag Ukraine into U.S. domestic politics.  That would risk making Ukraine a partisan political issue in America, which could undermine the bipartisan support that Ukraine has enjoyed since regaining independence in 1991.

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Steven Pifer is a William Perry fellow at Stanford University and a former U.S. ambassador to Ukraine.

 

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This article originally appeared at Brookings.

Ukrainian President Volodymyr Zelenskiy visited Brussels on June 4 and 5, where he met with the leadership of the European Union and NATO. He reaffirmed Kyiv’s goal of integrating into both institutions—goals enshrined earlier this year as strategic objectives in Ukraine’s constitution.

At their April meeting to mark NATO’s 70th anniversary, NATO foreign ministers noted their commitment to the alliance’s “open door” policy for countries that aspire to membership. Russian aggression over the past five years has only solidified domestic support within Ukraine for membership, though the path to achieving that objective faces serious obstacles.

GROWING SUPPORT FOR NATO IN UKRAINE

When NATO leaders in July 1997 invited Poland, the Czech Republic, and Hungary to join the alliance, they also stated the “open door” policy. That reaffirmed Article 10 of the Washington Treaty that established NATO, which reads in part: “The Parties may, by unanimous agreement, invite any other European state in a position to further the principles of this Treaty and to contribute to the security of the North Atlantic area to accede to this Treaty.”

President Leonid Kuchma publicly declared Ukraine’s interest in NATO membership in May 2002. Washington expressed support while noting that Kyiv had to do its homework, that is, it had to adopt the kinds of democratic, economic, and military reforms that the alliance asked of other aspirants. During the remainder of Kuchma’s time in office, however, Ukraine made little tangible progress in those areas.

In 2006, President Victor Yushchenko attached high priority to securing a NATO membership action plan (MAP). By summer, Kyiv looked on course to attain a MAP when alliance foreign ministers met that December. Curiously, Moscow did not come out hard against the idea. The prospective MAP derailed, however, after Yushchenko appointed Victor Yanukovych as prime minister. During a September visit to Brussels, Yanukovych said he did not want a MAP. The proposal died given the divided position of Ukraine’s executive branch.

Yushchenko called for a MAP again in January 2008, this time with the support of Prime Minister Yuliya Tymoshenko and Rada (parliament) Speaker Arseniy Yatseniuk. Moscow came out in full opposition. When Yushchenko visited the Russian capital that February, he had to stand alongside and listen to President Vladimir Putin threaten to target nuclear missiles on Ukraine. Instead of lobbying allies to support a MAP for Kyiv, Washington waited until the April Bucharest summit, where President George W. Bush attempted to persuade his counterparts to grant Ukraine (and Georgia) a MAP. However, a number of allied leaders by then had made up their minds and opposed the idea. Concern about Russian opposition undoubtedly played a role.

When Yanukovych became president in early 2010, he reiterated his lack of interest in NATO membership, and the issue went dormant. That changed after the 2014 Maidan Revolution, Yanukovych’s flight to Russia, Russia’s use of military force to seize Crimea, and Russian aggression in the eastern region of Donbas. President Petro Poroshenko increasingly stressed the importance of Ukraine joining the alliance.

In February 2019, the Rada overwhelmingly approved an amendment to the constitution that fixed membership in the European Union and NATO as strategic goals for Ukraine. While opinion polls prior to 2014 showed, at best, lukewarm public support for NATO membership, that has shifted with the continuing fighting in Donbas. Polls over the past four years have shown pluralities—in some cases, even a majority—favoring joining the alliance. For example, a January 2019 survey had 46 percent in favor as opposed to 32 percent against.

President Zelenskiy, who assumed office on May 20, also expresses support for NATO membership. In Brussels he stated that he would continue Kyiv’s “strategic course to achieve full-fledged membership in the EU and NATO.”

THE ELEPHANT IN THE ROOM: RUSSIA

Ukraine still has much to do to meet the criteria for NATO membership. MAPs are intended to serve as guides for prospective members to fulfill those criteria. Objectively, Ukraine is as far along as countries that received MAPs in 1999. What has blocked Ukraine’s MAP ambition is Russia and the deference that some NATO members give to Moscow’s views.

Another reason for the alliance’s reluctance to grant a MAP is that MAPs do not convey an Article 5 security guarantee. (Article 5, the heart of the NATO treaty, provides that an attack against one member will be considered as an attack against all.) NATO lacks a good response to the question: What does the alliance do if an aspirant receives a MAP and then—before it becomes a full member—comes under attack?

The Kremlin clearly wants to return Ukraine to Russia’s orbit, though its actions over the past five years have had the opposite effect. Russia’s illegal annexation of Crimea and its ongoing aggression in Donbas, which has taken more than 13,000 lives, have persuaded Ukraine’s political elite and much of its population of the need to anchor Ukraine solidly in European and trans-Atlantic institutions and reduce relations with Moscow.

If the Kremlin cannot return Ukraine to its orbit, Plan B apparently is to break it. That would explain Russia’s hybrid war and economic sanctions against Kyiv as well as continued fueling of the fighting in Donbas. Moscow aims to pressure, distract, and destabilize the Ukrainian government in order to hinder its efforts to adopt a full set of reforms that would spur economic growth; to frustrate Ukraine’s ability to implement the provisions of the Ukraine-EU association agreement; and to make Ukraine appear an unattractive partner for the West.

Russia pursues this course despite its professed adherence to the principles of the 1975 Helsinki Final Act. Those principles include “the right to belong or not to belong to international organizations, to be or not to be party to bilateral or multilateral treaties including the right to be or not to be a party to treaties of alliance.” Moscow plainly does not want to allow Kyiv the right to choose whether or not to be a party to NATO.

Moscow plainly does not want to allow Kyiv the right to choose whether or not to be a party to NATO.

The Kremlin’s backing away from this (and other principles) of the Helsinki Final Act reflects a conclusion in Moscow that the post-Cold War European security order has evolved in ways that disadvantage Russia’s interests. The Russian leadership thus has set out to disrupt that order (Crimea has its antecedents in Transnistria, South Ossetia, and Abkhazia). Russian officials may well have taken note of NATO’s September 1995 study of the how and why of enlargement. That study said: “Resolution of [ethnic disputes or external territorial disputes] would be a factor in determining whether to invite a state to join the Alliance.” The Kremlin has sought to create territorial disputes in the post-Soviet space, and some NATO members fear that giving Ukraine membership now would confront the alliance with an immediate Article 5 contingency against Russia.

It may well be that Moscow requires some idea of what a future European security order might look like, including the relationship between Ukraine and NATO, before it moves to resolve the conflict in Donbas. At this point, however, it does not appear that any Track I channels are discussing that question. Nothing suggests that it has come up in the Normandy configuration involving officials from Ukraine, Russia, Germany, and France.

This is an extraordinarily difficult question. In thinking about a European security order, how can one reconcile the view of Kyiv—and of most of the West—that Ukraine, a sovereign and independent state, should have the right to choose its own foreign policy course, with Russia’s demand for a sphere of influence that includes Ukraine?

Some have offered solutions to this dilemma. My Brookings colleague, Michael O’Hanlon, has proposed establishing a zone of permanently neutral states running from Sweden and Finland in the north down to the Black Sea and the Caucasus, with their security guaranteed by both NATO and Russia. Russia would withdraw its forces from Georgia, Ukraine, and Moldova, and the West would lift economic sanctions on Russia. NATO would abandon further enlargement, though states in the neutral zone could join the European Union.

This is an interesting “outside-the-box” idea, but it would not work. Many of those states (not just Ukraine and Georgia, but also Sweden and Finland) would not agree to be consigned to such a zone. And Moscow opposes EU membership for post-Soviet states; the Russians pressed Yanukovych not to sign the association agreement with the European Union when he had made clear his lack of interest in deepening relations with NATO.

The best idea that I have been able to come up with is that Ukraine, Russia, and NATO agree that Ukrainian membership in the alliance is a matter of not now, but not never. That would likely please neither Kyiv nor Moscow, but it could offer a way to kick a difficult can down the road.

NATO membership for Ukraine is unlikely in the near term. For the foreseeable future, Ukraine should continue to deepen its practical cooperation with the alliance. Much, if not all, of a MAP can be put into Kyiv’s annual action plans. Moscow’s principal objection appears to be to the name of the plan, not the content. The focus then should be on implementation. Ukraine should seek to prepare itself as much as possible—not just in terms of defense and security reforms, but also in solidifying its embrace of the democratic and market economy values of the alliance. That will put Ukraine in position to take advantage if/when an opportunity emerges and NATO is ready to consider membership.

 

 

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This article originally appeared at Brookings.

 

Ukraine is halfway through a presidential election: The first round took place on March 31, and the run-off is coming up on April 21. At the annual Kyiv Security Forum and in other conversations in Kyiv last week, I had the opportunity to catch up on the latest developments in Ukraine, and came away with five key observations.

UKRAINE AGAIN SCORES A DEMOCRATIC ELECTION

Ukraine pulled off the March 31 election with no major hitch. Voting and ballot-counting proceeded smoothly. The Central Election Commission’s vote tallies corresponded with exit poll results and a non-governmental parallel count. The International Election Observer Mission (IEOM) released a preliminary assessment that noted some problems but termed the election competitive, reported that candidates campaigned freely, and said that the electorate had a broad choice.

The fact that Ukraine held a free, competitive presidential election should come as no surprise. The previous four presidential votes—the third round of the 2004 election (after the Supreme Court ordered a rerun of the run-off following the Orange Revolution), the general and run-off rounds of the 2010 election, and the 2014 election after the Maidan Revolution—all earned free, fair, and competitive assessments. Another indicator of a free and fair election: While he made it to the run-off, incumbent President Petro Poroshenko came in a distant second.

Sadly, Ukraine’s democratic experience remains a relative rarity in the post-Soviet space. Showing no sense of irony, Russian media cherry-picked criticisms from the IEOM’s assessment to disparage the overall election, yet that election contrasted markedly with the Russian presidential election in 2018. Indeed, in early March, few Ukrainians could say with certainty which two candidates would make it to the run-off; most Russians could have said with certainty who would win their 2018 presidential election as early as 2013.

BARRING A MIRACLE, IT WILL BE PRESIDENT ZELENSKY

TV comedian Volodymyr Zelensky won the first round, capturing 30.24 percent of the popular vote to Poroshenko’s 15.95 percent. Pre-election polls projected a Zelensky win (the question was who would face him in the run-off). His rise since announcing his candidacy in late December is striking. Six or eight months ago, pundits projected a run-off between Poroshenko and former Prime Minister Yuliya Tymoshenko, who came in third.

Poroshenko received more bad news on April 11, with the release of the first polls regarding the run-off. One showed Zelensky ahead 51 percent to 21 percent, with an even bigger lead of 61 percent to 24 percent among those likely to vote. A second poll of those likely to vote gave Zelensky a yet wider margin: 71 percent to 24 percent. Those numbers pose a daunting challenge for the incumbent, who appears competitive only in western Ukraine.

Poroshenko deserves credit for overseeing some impressive reforms, and he has had to cope with a low-intensity war with Russia. Reforms, however, slowed after 2016. Voters felt that Poroshenko had not done enough to fight corruption or challenge the outsized political and economic influence of the country’s oligarchs. He also suffered from an under-performing economy. The electorate wanted change.

It is difficult to see how Poroshenko can turn things around in the short time before Sunday’s run-off, though a few still believe he has a chance. They argue the electorate emotionally cast a protest vote but now must ask who really should lead the country: Poroshenko or a political neophyte.

The president’s campaign has gone negative, seeking to portray the run-off as a choice between Poroshenko and Vladimir Putin. That appears to be having little impact. On the evening of April 11, the president crashed a TV talk show on a pro-Zelensky network and had a brief, bitter telephone exchange with his rival. The episode carried a whiff of desperation. Poroshenko says he wants to debate Zelensky, but the two cannot agree on details. Zelensky did not show up at Poroshenko’s proposed debate on April 14, and the president says he will not turn up at Zelensky’s proposed venue on April 19.

WHO IS ZELENSKY?

Ukrainians and Western diplomats are trying to figure out what a Zelensky presidency would mean. One senior Ukrainian official’s comment—the comedian “is talented and smart, but how will he govern if he wins?”—reflects the views of many.

On television, Zelensky plays a common man thrust unexpectedly into the presidency, where he wages war against the ills that trouble Ukraine. The show is called Sluha Narodu (Servant of the People). During the campaign, Zelensky gave few interviews, held no campaign rallies, and did not lay out positions in any detail, instead letting his television persona define his image.

Zelensky has described in generalities a readiness to negotiate with Putin but with the goal of recovering all Russian-occupied territories; support for joining the European Union and NATO; and a desire to end corruption and fully liberalize the economy. His supporters—who include several noted reformers—describe a Russia-wary, pro-Western candidate who will put fighting corruption at the top of his agenda. Some suggest Zelensky would take a hard line with the International Monetary Fund (IMF) and its conditions. That could prove tricky. Ukraine needs financing, and no bank matches IMF rates.

Other Ukrainians hold a darker view of a Zelensky presidency. They express concern about his links to Ihor Kolomoisky, an oligarch who owns the network that broadcasts Sluha Narodu. Kolomoisky now resides in Israel after his bank, the largest in Ukraine, was taken over by Ukraine’s central bank following charges of financial improprieties. Critics question Zelensky’s lack of political experience, his ability to deal with Putin, and his commitment to a pro-Western course.

Zelensky reportedly this week will name key members of his team, including the foreign and defense ministers, chief of the general staff, head of the Security Service of Ukraine and procurator general. That could provide indications as to his planned direction.

A debate would provide Zelensky the venue to further define his prospective presidency and allow the country’s voters an opportunity to compare and contrast the positions of the run-off candidates. But a debate likely is not in the cards. Zelensky easily bested his opponents in the first round by avoiding specifics; why change a winning strategy now?

THE RUSSIANS—THE DOG THAT DIDN’T BARK?

Many expected the Russians, who used force to seize and illegally annex Crimea in 2014 and then fostered a simmering conflict in the eastern region of Donbas, to interfere in Ukraine’s election. They undoubtedly did—but with little apparent effect.

Ukrainian officials say Russian hackers had probed the Central Election Commission’s systems but without success. One noted that the Russians seemed more focused on general destabilization of the country rather than the election.

The Kremlin has made clear it wants Poroshenko to be a one-term president. Beyond that, however, Russian officials have taken care not to endorse a particular candidate, perhaps understanding that a “Russian favorite” tag would not prove helpful. Yuriy Boyko, head of the Opposition Bloc—the closest thing in Ukraine to a pro-Russian party—visited Moscow on the eve of the election and returned with a plan to obtain cheaper gas. That might have helped him in the eastern part of the country, from where most of his votes came. He did better than expected but still finished fourth.

The fact that part of Donbas remains occupied by Russian and Russian proxy forces severely hampers the election prospects for someone such as Boyko. The population there, which historically has favored close relations with Russia, could not vote. Nor could the population of Crimea, the only part of Ukraine in which ethnic Russians constitute a majority.

IT’S NOT OVER UNTIL IT’S OVER

Ukrainians will know their next president late on April 21, though the official vote may take a week to report. The winner will be inaugurated no later than 30 days after the Central Election Commission announces the official result. But another national ballot looms on October 27: the Rada (parliament) elections.

The majority coalition that emerges after the new Rada is seated will select the prime minister. Zelensky, if he becomes president, will need to build his political party—named, not coincidentally, Sluha Narodu—to secure a large bloc in the Rada. That matters, as executive power in Ukraine is bifurcated, with the prime minister choosing most of the cabinet. Other parties could see defections from their ranks if Sluha Narodu builds steam, but speculation has already begun about the kind of opposition might emerge.

Some see a possibility that Zelensky might try to force snap elections in order to translate a big win on April 21 into a quick Rada win for Sluha Narodu. However, that does not appear legally possible. The Rada cannot be dismissed within six months of the end of its term. That clock starts ticking in late May, and procedural rules would not allow a newly inaugurated president time to call an early election before the six-month period began.

Politics in Ukraine have never been easy or straightforward, and they have at several points taken radical turns. The country may be entering one such period now. How Zelensky—assuming he wins on Sunday—takes on presidential responsibilities and manages the complex politics that follow will matter greatly for Ukraine’s ability to continue its reform path, deepen integration with Europe, secure peace, and regain occupied territories…all despite Russian efforts to return it to Moscow’s orbit.

 

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This article originally appeared at Brookings.

 

March 18 marks the fifth anniversary of Russia’s illegal annexation of Crimea, which capped the most blatant land grab in Europe since World War II. While the simmering conflict in Donbas now dominates the headlines, it is possible to see a path to resolution there. It is much more difficult with Crimea, which will remain a problem between Kyiv and Moscow, and between the West and Russia, for years—if not decades—to come.

THE TAKING OF CRIMEA

In late February 2014, just days after the end of the Maidan Revolution and Victor Yanukovych’s flight from Kyiv, “little green men”—a term coined by Ukrainians—began seizing key facilities on the Crimean peninsula. The little green men were clearly professional soldiers by their bearing, carried Russian weapons, and wore Russian combat fatigues, but they had no identifying insignia. Vladimir Putin originally denied they were Russian soldiers; that April, he confirmed they were.

By early March, the Russian military had control of Crimea. Crimean authorities then proposed a referendum, which was held on March 16. It proved an illegitimate sham. To begin with, the referendum was illegal under Ukrainian law. Moreover, it offered voters two choices: to join Russia, or to restore Crimea’s 1992 constitution, which would have entailed significantly greater autonomy from Kyiv. Those on the peninsula who favored Crimea remaining a part of Ukraine under the current constitutional arrangements found no box to check.

The referendum unsurprisingly produced a Soviet-style result: 97 percent allegedly voted to join Russia with a turnout of 83 percent. A true referendum, fairly conducted, might have shown a significant number of Crimean voters in favor of joining Russia. Some 60 percent were ethnic Russians, and many might have concluded their economic situation would be better as a part Russia.

It was not, however, a fair referendum. It was conducted in polling places under armed guard, with no credible international observers, and with Russian journalists reporting that they had been allowed to vote. Two months later, a member of Putin’s Human Rights Council let slip that turnout had been more like 30 percent, with only half voting to join Russia.

Regardless, Moscow wasted no time. Crimean and Russian officials signed a “treaty of accession” just two days later, on March 18. Spurred by a fiery Putin speech, ratification by Russia’s rubberstamp Federation Assembly and Federation Council was finished by March 21.

ATTEMPTS TO JUSTIFY

Moscow’s actions violated the agreement among the post-Soviet states in 1991 to accept the then-existing republic borders. Those actions also violated commitments to respect Ukraine’s sovereignty, territorial integrity, and independence that Russia made in the 1994 Budapest Memorandum on Security Assurances for Ukraine and 1997 Ukrainian-Russian Treaty of Friendship, Cooperation and Partnership.

In late March 2014, Russia had to use its veto to block a U.N. Security Council resolution that, among other things, expressed support for Ukraine’s territorial integrity (there were 13 yes votes and one abstention). The Russians could not, however, veto a resolution in the U.N. General Assembly. It passed 100-11, affirming Ukraine’s territorial integrity and terming the Crimean referendum invalid.

Russian officials sought to justify the referendum as an act of self-determination. It was not an easy argument for the Kremlin to make, given the history of the two bloody wars that Russia waged in the 1990s and early 2000s to prevent Chechnya from exercising a right of self-determination.

Russian officials also cited Western recognition of Kosovo as justification. But that did not provide a particularly good model. Serbia subjected hundreds of thousands of Kosovar Albanians to ethnic-cleansing in 1999; by contrast, no ethnic-cleansing occurred in Crimea. Kosovo negotiated with Serbia to reach an amicable separation for years before declaring independence unilaterally. There were no negotiations with Kyiv over Crimea’s fate, and it took less than a month from the appearance of the little green men to Crimea’s annexation.

The military seizure of Crimea provoked a storm of criticism. The United States and European Union applied visa and financial sanctions, as well as prohibited their ships and aircraft from traveling to Crimea without Ukrainian permission. Those sanctions were minor, however, compared to those applied on Russia after it launched a proxy conflict in Donbas in April 2014, and particularly after a Russian-provided surface-to-air missile downed a Malaysian Air airliner carrying some 300 passengers.

Whereas Ukrainian forces on Crimea did not resist the Russian invasion (in part at the urging of the West), Kyiv resisted the appearance of little green men in Donbas. Before long, the Ukrainians found themselves fighting Russian troops as well as “separatist” forces. That conflict is now about to enter its sixth year.

Finding a settlement in Donbas has taken higher priority over resolving the status of Crimea—understandable given that some 13,000 have died and two million been displaced in the fighting in eastern Ukraine. Moscow seems to see the simmering conflict as a useful means to pressure and distract Kyiv, both to make instituting domestic reform more difficult and to hinder the deepening of ties between Ukraine and Europe.

Resolving the Donbas conflict will not prove easy. For example, the Kremlin may not be prepared to settle until it has some idea of where Ukraine fits in the broader European order, that is, its relationship with the European Union and NATO. But Russia has expressed no interest in annexing Donbas. While the seizure of Crimea proved very popular with the broader Russia public, the quagmire in Donbas has not. The most biting Western economic sanctions would come off of Russia if it left Donbas. At some point, the Kremlin may calculate that the costs outweigh the benefits and consent to a settlement that would allow restoration of Ukrainian sovereignty there.

Moscow will not, on the other hand, willingly give up Crimea. Russians assert a historical claim to the peninsula; Catherine the Great annexed the peninsula in 1783 following a war between Russia and the Ottoman Empire. (That said, Crimea was transferred from the Russian Soviet Federative Socialist Republic to the Ukrainian Soviet Socialist Republic in 1954, and, as noted above, the republics that emerged from the wreckage of the Soviet Union in 1991 agreed to accept the borders as then drawn.)

Retaining Crimea is especially important to Putin, who can offer the Russian people no real prospect of anything other than a stagnant economy and thus plays the nationalism and Russia-as-a-great-power cards. He gained a significant boost in public popularity (much of which has now dissipated) from the rapid and relatively bloodless takeover of the peninsula. Moreover, it offers a vehicle for Russia to maintain a festering border dispute with Ukraine, which the Kremlin may see as discouraging NATO members from getting too close to Ukraine.

Kyiv at present lacks the political, economic, and military leverage to force a return. Perhaps the most plausible route would require that Ukraine get its economic act together, dramatically rein in corruption, draw in large amounts of foreign investment, and realize its full economic potential, and then let the people in Crimea—who have seen no dramatic economic boom after becoming part of Russia—conclude that their economic lot would be better off back as a part of Ukraine.

For the West, Russia’s seizure and annexation of Crimea pose a fundamental challenge to the European order and the norms established by the 1975 Helsinki Final Act. The United States and Europe should continue their policy of non-recognition of Crimea’s illegal incorporation. They should also maintain Crimea-related sanctions on Russia, if for no other reason than to signal that such land grabs have no place in 21st-century Europe.

 

 

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Kleptocracy--well-organized elite corruption--has come to characterize Russia and much of the post-Communist space, and is one of the chief obstacles to democratic development as well as economic growth in Russia and Ukraine.  This panel will feature three experts who have focused on anti-corruption measures in these countries, and will discuss the origins, effects, and future of kleptocracy in the region.

Please join Charles Davidson, the publisher of The American Interest and Director of The Kleptocracy Initiative at the George Mason School of Public Policy, Jeffrey Gedmin, the editor of The American Interest, who previously was president of the Legatum Institute in London and of Radio Liberty/Radio Free Europe in Prague and Oleksandra Ustinova, Ukrainian Emerging Leaders Fellow 2019 and a leading Ukrainian anti-corruptian activist for a conversation on kleptocracy in Russia and Ukraine and how it is abetted by American institutions. The discussion will be moderated by Francis Fukuyama, CDDRL Mosbacher Director and FSI Olivier Nomellini Senior Fellow. 


This event is co-sponsored by the Center on Democracy, Development and the Rule of Law, The Humanities Center, The Europe Center and the Center for Russian, East European and Eurasian Studies. 

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charles davidson
Charles Davidson
 is Publisher of The American Interest magazine (co-founded with Francis Fukuyama in 2005), and Senior Policy Fellow, Schar School of Policy and Government, George Mason University.  Since 2006, co-founder of Global Financial Integrity, one of the founders of the FACT Coalition, Executive Producer of Sundance documentary We’re Not Broke, and until recently Executive Director of the Kleptocracy Initiative at Hudson Institute. The Kleptocracy Initiative has published a quiver of reports focusing on the civilizational threats we face from the marriage of authoritarianism and kleptocracy. The Kleptocracy Initiative engaged in a broad set of activities for a think tank program, from organizing the first “Klepto Tours” of London, to the premiere of “From Russia with Cash” in DC, the dubbing of a Russian documentary explaining Putin’s rise to power, the establishment of an extensive archive of primary source material, hosting many events, and serving as a platform for anti-kleptocracy convening and information sharing.  Regarding the national security threats associated with kleptocracy, Davidson has testified to the Senate Committee of the Judiciary, the Helsinki Commission, and the Subcommittee on Europe, Eurasia, and Emerging Threats. Prior to 2006, Davidson spent his career in the information technology industry, in various technical/managerial positions, as CIO of a large pan-European logistics company, and in a venture capital partnership until 2008.  Bowdoin College 1981, B.A.  Duke University 1988, MBA
 
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Dr. Jeffrey Gedmin
is editor-in-chief of The American Interest, a publication of politics, public policy, and international affairs. From 2015 to 2018, he was senior adviser at Blue Star Strategies. From 2011 to 2014, Gedmin was President and CEO of the London-based Legatum Institute. Prior to joining the Legatum Institute in early 2011, Gedmin served for four years as President and CEO of Radio Free Europe/Radio Liberty (RFE/RL) headquartered in Prague. Before RFE/RL, Gedmin served as President and CEO of the Aspen Institute in Berlin. Before that, he was Resident Scholar at the American Enterprise Institute (AEI) in Washington, D.C and Executive Director of the New Atlantic Initiative. He is the author/editor of several books, including The Hidden Hand: Gorbachev and the Collapse of East Germany (1992).Gedmin also served as co-executive producer for two major PBS documentaries: "The Germans, Portrait of a New Nation" (1995), and "Spain's 9/11 and the Challenge of Radical Islam in Europe" (2007).  He is a member of the Council on Foreign Relations and serves on several advisory boards, including Georgetown University’s School of Foreign Service Masters Program, the Institute for State Effectiveness, the Kleptocracy Initiative (based at the Hudson Institute), the International Republican Institute’s Beacon Project, the Justice for Journalists Foundation, and the Tocqueville Conversations. Together with former U.S. Ambassador to the Czech Republic, Norm Eisen, Gedmin is co-chair of the Transatlantic Democracy Working Group.
 
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ustinova
Oleksandra Ustinova
is the head of communications and Anti-Corruption in HealthCare Projects at the Anti-Corruption Action Center (ANTAC), in Kyiv, Ukraine. ANTAC is one of the leading watchdog organizations on anti-corruption reform in Ukraine and was one of the founders of new anti-corruption institutions in Ukraine. Serving as a communication and advocacy expert over the last 10 years, Ustinova has successfully advocated for more than 20 national laws. Among them are laws that established new anticorruption and investigative bodies, that now investigate more than 500 criminal cases against politicians including Members of Parliament, Ministers, heads of the Central Election Committee, and the head of the tax service. Ustinova was the first Secretary of the Civil Oversight Council of the National Anti-Corruption Bureau of Ukraine (NABU)  - the first independent anti-corruption law enforcement institution in Ukraine. At ANTAC, Ustinova also manages the project “Anti-Corruption in Healthcare” and in 2015 advocated changes to the legislation so all medicine in Ukraine is procured via international organizations. As a result of this legislation, Ukraine has saved up to 40 percent of the state budget for medicine procurement each year.

 

Levinthal Hall, The Humanities Center

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Today, January 14, marks the 25th anniversary of the Trilateral Statement.  Signed in Moscow by President Bill Clinton, Russian President Boris Yeltsin and Ukrainian President Leonid Kravchuk, the statement set out the terms under which Ukraine agreed to eliminate the large arsenal of former Soviet strategic nuclear weapons that remained on its territory following the collapse of the Soviet Union.

Among other things, the Trilateral Statement specified the security assurances that the United States, Russia and Britain would provide to Ukraine eleven months later in the Budapest Memorandum on Security Assurances.  Unfortunately, Russia grossly violated those assurances in 2014 when it used military force against Ukraine.

Soon after regaining independence, Ukraine’s leadership indicated its intention to be a non-nuclear weapons state.  Indeed, the July 16, 1990 declaration of state sovereignty adopted by the Rada (parliament) adopted that goal.  Kyiv had questions, however, about the terms of the elimination of the strategic weapons.

First, eliminating the intercontinental ballistic missiles (ICBMs), bombers, ICBM silos and nuclear infrastructure would cost money.  Ukraine’s economic future in the early 1990s was uncertain (the economy ended up declining for most of the decade).  Who would pay for the expensive elimination process?

Second, the strategic nuclear warheads had economic value as they contained highly enriched uranium.  That could be blended down into low enriched uranium to fabricate fuel rods to power nuclear reactors.  If Ukraine shipped warheads to Russia for dismantlement, how would it be compensated for the value of the highly enriched uranium they contained?

Third, nuclear weapons were seen to confer security benefits.  What security guarantees or assurances would Kyiv receive as it gave up the nuclear arms on its territory?

These questions were reasonable, and Kyiv deserved good answers.  In 1992 and the first half of 1993, Ukrainian and Russian officials met in bilateral channels to discuss them, along with other issues such as a schedule for moving warheads to Russia.  In parallel, U.S. officials discussed similar issues with their Ukrainian and Russian counterparts.

However, in September 1993, a Ukrainian-Russian agreement dealing with the nuclear issues fell apart.  Washington decided to become more directly involved out of fear that a resolution might otherwise not prove possible, giving birth to the “trilateral process.”  Discussions over the course of the autumn led U.S. negotiators in mid-December to believe that the pieces of a solution were ready.

In a negotiation in Washington in early January 1994, U.S. Ambassador-at-large Strobe Talbott, Ukrainian Deputy Prime Minister Valeriy Shmarov and Deputy Foreign Minister Borys Tarasyuk, and Russian Deputy Foreign Minister Georgiy Mamedov and their teams finalized answers to Kyiv’s three questions, and wrote them into what became the Trilateral Statement and an accompanying annex.

The United States agreed to provide Nunn-Lugar Cooperative Threat Reduction funds to finance the elimination of the strategic delivery systems and infrastructure in Ukraine.  Specifically, $175 million would be made available as a start.

The three sides agreed that Russia would compensate Ukraine for the value of the highly enriched uranium in the nuclear warheads transferred to Russia for elimination by providing Ukraine fuel rods containing an equivalent amount of low enriched uranium for its nuclear reactors.  In the first ten months, Ukraine would transfer at least 200 warheads, and Russia would provide fuel rods containing 100 tons of low enriched uranium.

The sides laid out in the Trilateral Statement the specific language of the security assurances that Ukraine would receive once it had acceded to the Non-Proliferation Treaty as a non-nuclear weapons state.  Although Kyiv had sought security guarantees, Washington was not prepared to extend what would have been a military commitment similar to what NATO allies have; the assurances were the best that was on offer.

Two issues—the date for transfer of the last nuclear warheads out of Ukraine and compensation for the highly enriched uranium that had been in tactical nuclear warheads removed from Ukraine to Russia by May 1992—nearly derailed the Trilateral Statement.  The sides, however, agreed to address those in private letters.

Presidents Clinton, Yeltsin and Kravchuk met briefly in Moscow on January 14, 1994 and signed the Trilateral Statement.  That set in motion the transfer of nuclear warheads to Russia, accompanied by parallel shipments of fuel rods to Ukraine.  The deactivation and dismantlement of missiles, bombers and missile silos in Ukraine began in earnest with Cooperative Threat Reduction funding.

In December 1994, Ukraine acceded to the Non-Proliferation Treaty and received security assurances from the United States, Russia and Britain in the Budapest Memorandum.  France and China subsequently provided Kyiv similar assurances.

Ukraine fully met its commitments under the Trilateral Statement.  The last nuclear warheads were transferred out of Ukraine in May 1996.

The other signatories met their commitments—with one glaring exception.  In 2014, Russia used military force to illegally seize Crimea, in violation of its Budapest Memorandum commitments “to respect the independence and sovereignty and the existing borders of Ukraine,” and “to refrain from the threat or use of force” against Ukraine.  Russian security and military forces then instigated a conflict in the Donbas region in eastern Ukraine, a conflict that has claimed more than 10,000 lives and continues to simmer.

At the time, the Trilateral Statement was seen as a major achievement in Washington, as it eliminated hundreds of ICBMs and bombers and nearly 2,000 strategic nuclear warheads that had been designed and built to strike the United States.  Not surprisingly, in light of Russia’s aggression, many in Ukraine now question the value of the Trilateral Statement and Budapest Memorandum.  They argue that, had Ukraine held on to at least some nuclear weapons, Russia would never have dared move on Crimea and Donbas.

That argument is understandable and perhaps correct (although alternative histories are not always easy to envisage).  However, had Ukraine tried to keep nuclear weapons, it would have faced political and economic costs, including:

·      Kyiv would have had limited relations, at best, with the United States and European countries (witness the virtual pariah status that a nuclear North Korea suffers).  In particular, there would have been no strategic relationship with the United States.

·      NATO would not have concluded a distinctive partnership relationship with Ukraine, and the European Union would not have signed a partnership and cooperation agreement, to say nothing of an association agreement.

·      Kyiv would have received little in the way of reform, technical or financial assistance from the United States and European Union.

·      Western executive directors would have blocked low interest credits to Ukraine from the IMF, World Bank and European Bank of Reconstruction and Development.

To be sure, one can debate the value of these benefits.  But those who now assert that Ukraine should have kept nuclear arms should recognize that keeping them would have come at a steep price.  Moreover, in any confrontation or crisis with Russia, Ukraine would have found itself alone.

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Steven Pifer is an affiliate of the Center for International Security and Cooperation as well as a non-resident senior fellow with the Brookings Institution.  He was a William J. Perry Fellow at the center from 2018-2022 and a fellow at the Robert Bosch Academy in Berlin from January-May 2021.

Pifer’s research focuses on nuclear arms control, Ukraine, Russia and European security. He has offered commentary on these issues on National Public Radio, PBS NewsHour, CNN and BBC, and his articles have been published in a wide variety of outlets.  He is the author of The Eagle and the Trident: U.S.-Ukraine Relations in Turbulent Times (Brookings Institution Press, 2017), and co-author of The Opportunity: Next Steps in Reducing Nuclear Arms (Brookings Institution Press, 2012).

A retired Foreign Service officer, Pifer’s more than 25 years with the State Department focused on U.S. relations with the former Soviet Union and Europe, as well as arms control and security issues.  He served as deputy assistant secretary of state in the Bureau of European and Eurasian Affairs with responsibilities for Russia and Ukraine, ambassador to Ukraine, and special assistant to the president and senior director for Russia, Ukraine and Eurasia on the National Security Council.  In addition to Ukraine, he served at the U.S. embassies in Warsaw, Moscow and London as well as with the U.S. delegation to the negotiation on intermediate-range nuclear forces in Geneva.  From 2000 to 2001, he was a visiting scholar at Stanford’s Institute for International Studies, and he was a resident scholar at the Brookings Institution from 2008 to 2017.

Pifer is a 1976 graduate of Stanford University with a bachelor’s in economics.

 

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